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Triad Customer Files Complaint Against Anthony Harrigan
Boulder, Colorado financial advisor Anthony Harrigan (CRD# 1817525) has received multiple investor complaints alleging his advice resulted in six-figure damages. Financial Industry Regulatory Authority and other online records show that he is a broker and an investment advisor with Impact Wealth, offering securities and advisory services through Lion Street Financial.
Mr. Harrigan’s BrokerCheck report discloses two investor complaints. The most recent, filed in October 2022, alleges that as a representative of Triad Advisors and Lion Street Financial, he recommended unsuitable and over-concentrated investments. The pending complaint alleges damages between $100,000 and $500,000.
A second investor complaint, filed in August 2021, alleges that as a representative of Triad Advisors, he recommended unsuitable real estate investment trusts (REITs) and other alternative investments whose features he did not properly disclose. The pending complaint alleges damages of $780,961.
According to the Financial Industry Regulatory Authority, Anthony Harrigan holds 33 years of securities industry experience. Based in Boulder, Colorado, he is a broker and an investment advisor with Impact Financial, which offers securities and advisory services through Lion Street Financial. His past registrations include Triad Advisors (Boulder, Colorado; 2013-2016), LPL Financial (Lafayette, Colorado; 2008-2013), Citigroup Global Markets (Boulder, Colorado; 1999-2008), Painewebber (Weehawken, New Jersey; 1995-1999), Banc One Securties Corporation (Chicago, Illinois; 1994-1995), BA Investment Services (Oakland, California; 1993-1994), Invest Financial Corporation (Appleton, Wisconsin; 1991-1993), Fidelity Brokerage Services (Smithfield, Rhode Island; 1989-1990), Advantage Capital Corporation (Atlanta, Georgia; 1988-1989), and American Capital Marketing (1988-1989). His credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, California, Colorado, Connecticut, the District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Minnesota, Mississippi, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South Dakota, Texas, Virginia, and Wyoming. (Information current as of October 19, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.