Larry Ware: Envision Advisor Faces Structured Product Complaint

Recent investor complaints against Graham, North Carolina financial advisor Larry Ware (CRD# 3053841) allege that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Avantax, doing business as Envision Wealth Partners.

Mr. Ware’s BrokerCheck report discloses two investor complaints. The most recent, filed in June 2024, alleges that as a representative of LPL Financial, he recommended unsuitable structured products. The pending complaint alleges unspecified damages.

An earlier investor complaint, filed in April 2023, similarly alleges that as an LPL representative, he unsuitably recommended certain structured product investments. The pending complaint alleges unspecified damages.

Envision Wealth Partners’ website includes a profile of Mr. Ware that describes his experience and approach to working with his clients. “Through an in-depth analysis of their current economic position and vision for the future, Larry works closely with each client to help them define and pursue their best financial lives,” it explains. “Larry’s strategies aim to increase potential investment return, reduce income taxation, and protect assets from inflation and nursing home costs while reducing or eliminating probate and estate taxation when assets are transferred to heirs.”

According to the Financial Industry Regulatory Authority, Larry Ware holds 26 years of securities industry experience. Based in Graham, North Carolina, he has been registered as a broker and an investment advisor with Avantax since 2022, doing business as Envision Wealth Partners. His past registrations include LPL Financial, SunTrust Investment Services, NCF Financial Services, and Edward Jones. His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Florida, Georgia, Indiana, Maryland, New Hampshire, New Jersey, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Virginia, and Washington. (Information current as of July 21, 2024.)

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