New York City financial advisor Dan Schapiro (CRD# 2335244) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...
Read MoreAuthor Archives: chase@carlson-law.com
New Complaint Against RockBridge Wealth’s Damian Bell
A recent investor complaint against Daphne, Alabama financial advisor Damian Bell (CRD# 2348521) alleges he made unsuitable investment recommendations that resulted in six-figure losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with International Assets Advisory, doing business as RockBridge Wealth Management. Mr. Bell’s BrokerCheck report discloses… Read More »
Former GFIS Advisor Andrew Costa Receives Complaint
Fort Lauderdale financial advisor Andrew Costa (CRD# 4847063) has received multiple investor complaints alleging his investment recommendations resulted in losses. Financial Industry Regulatory Authority records show that he is a broker with Madison Avenue Securities, formerly registered with Global Financial Investment Services.
Silver Stone’s Robert Russamano: Suitability Complaint
Manchester, New Hampshire financial advisor Robert Russamano (CRD# 4094176) recently received an investor complaint alleging he engaged in misconduct. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Wells Fargo Advisors Financial Network, and a representative of Silver Stone Investment Management.
GK Investment Holdings Risks Bankruptcy, Seeks 7% Bond Exchange
GK Investment Holdings recently sent a letter to certain of its investors informing them that if 90% of those holding its 7% bonds do not exchange them for new bonds by the end of September, the company would default on its old bonds and “could be forced into bankruptcy.” Citing the Covid-19 pandemic’s adverse… Read More »
Robert Kully: $159K Complaint Against Kully Financial Services Advisor
Omaha financial advisory Robert Kully (CRD# 3212528) recently received an investor complaint alleging his investment advice led to six-figure damages. Financial Industry Regulatory Authority records show that he is a broker registered with Western International Securities, doing business as Kully Financial Services.
Laura Casey: Why Did Morgan Stanley Advisor Resign?
Melville, New York financial advisor Laura Casey (CRD# 2684465) recently resigned from Morgan Stanley amidst allegations of misconduct. Financial Industry Regulatory Authority records show that she is now a broker and an investment advisor with Capitol Securities Management. She is also known as Laura Hubbard.
Suzanne Wheeler: $500K Complaint Against Olney Advisor
Arkadios Capital financial advisor Suzanne Wheeler (CRD# 1107381) allegedly recommended unsuitable investments, according to a recent complaint filed against her. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor based in Olney, Maryland.
Kim Kunz: Westpark Advisor Has GWG L Bond Allegations
A recent investor complaint against Atascadero, California financial advisor Kim Kunz (CRD# 718618) alleges her recommendation to invest in a GWG L-bond led to six-figure losses. Financial Industry Regulatory Authority records show that she is a broker with Westpark Capital, having previously been registered with VFG Securities.
Nathan Cedarleaf: $1 Million Complaint Against Ex-Fidelity Advisor
Troy, Ohio financial advisor Nathan Cedarleaf (CRD# 4341451) recently received an investor complaint alleging his advice resulted in seven-figure losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Cetera Investment Services, having previously been registered with Fidelity Brokerage Services.
Ameriprise’s Rudy Molynar: FS Energy & Power Complaints
Treasure Island, Florida financial advisor Rudy Molynar (CRD# 3211892) has received multiple investor complaints alleging his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is currently a broker and an investment advisor with Ameriprise Financial Services.
