Irvine, California financial advisor Robert Zink (CRD# 5105262) recently received an investor complaint alleging that his conduct resulted in eight-figure...
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Fabio de Andrade: $24mm Complaint Against Merrill Advisor
A recent investor complaint against Kansas City, Missouri financial advisor Fabio de Andrade (CRD# 4671838) alleges that his advice resulted in eight-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Merrill Lynch.
Robert Nevarez: HN Advisor Named in Inspired Healthcare Filing
Irvine, California financial advisor Robert Nevarez (CRD# 4039930) allegedly made unsuitable investment recommendations, according to an investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Cetera Wealth Services and an investment advisor with Cetera Investment Advisors, doing business as HN Financial Group.
Michael Dose: Did Cambridge Advisor Sell Inspired Healthcare?
San Diego, California financial advisor Michael Dose (CRD# 1747180) was fired from a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Cambridge Investment Research, doing business as The Retirement Strategy Connection.
Jon Mesmer: Berthel Advisor Listed in Inspired Healthcare Form D
Aberdeen, South Dakota financial advisor Jon Mesmer (CRD# 2179965) allegedly recommended unsuitable investments, according to an investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Berthel Fisher & Company.
Matt Wilson: Did Ausdal Advisor Sell Inspired Healthcare?
Boulder, Colorado financial advisor Matt Wilson (CRD# 4576995) has been sanctioned by securities regulators and was terminated from a former member firm. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ausdal Financial Partners.
Jason Ferneau: Emerson Advisor Listed in Inspired Healthcare Filing
Denver, Colorado financial advisor Jason Ferneau (CRD# 6136562) is listed in a Form D filing for Inspired Healthcare Capital, a senior living development company that recently entered bankruptcy. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Emerson Equity, doing business as Ferneau Asset… Read More »
Bo Wang: Wealth House Advisor Named in Inspired Healthcare Filing
Livingston, New Jersey financial advisor Bo Wang (CRD# 2394019) was terminated from a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former TFS Securities representative is currently registered as a broker with Wealth House Capital.
Ron Birnbaum: Did Advisory Group Broker Recommend Inspired Healthcare?
A recent investor complaint against former Newton, Massachusetts financial advisor Ron Birnbaum (CRD# 2382580) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he was most recently registered a broker with Advisory Group Equity Services.
Randy Heller: Ex-Ausdal Advisor Listed in Inspired Healthcare Filing
Former Oak Lawn, Illinois financial advisor Randy Heller (CRD# 1209975) was recently sanctioned and barred in connection with alleged client impersonations. Financial Industry Regulatory Authority records show that he was most recently registered as a broker with Ausdal Financial Partners, having previously been registered with KCD Financial.
Ricky Biel: Favor Wealth Advisor Listed in Inspired Healthcare Filing
Pasadena, California financial advisor Ricky Biel (CRD# 4123346) has been sanctioned and fined in connection with alleged rule violations. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Arete Wealth Management broker is currently registered as an investment advisor with Favor Wealth Advisors.
