Close Menu
Free Consultation: 888-976-6111

Barry Speyer: Complaints Against Beverly Hills Financial Advisor

Settled and pending investor complaints against Beverly Hills, California broker and investment advisor Barry Speyer (CRD#: 432002) allege conduct including suitability violations, unauthorized trading, and more. Speyer is a representative of Morgan Stanley, according to information drawn from Financial Industry Regulatory Authority records.

A pending August 2019 complaint alleges that as a representative of Morgan Stanley Smith Barney, Barry Speyer recommended unsuitable options investments between August 2007 and August 2013. The complaint alleges damages of $750,000.

A pending January 2019 complaint alleges that as a representative of Morgan Stanley Smith Barney, Barry Speyer recommended unsuitable investments in common and preferred stock products and options products. The complaint alleges unspecified damages.

A 2009 complaint alleged that as a representative of Morgan Stanley & Company, Barry Speyer recommended unsuitable investments in auction rate securities. The complaint reached a settlement of $250,000.

A 2003 complaint alleged that as a representative of Morgan Stanley DW, he engaged in unauthorized options trading. The complaint resolved with an award to the customer of $18,030.

A 1991 complaint alleged that as a representative of Dean Witter Reynolds, he engaged in unsuitable options trading in the customer’s account The complaint resolved with an award to the customer of $125,000 plus interest.

A 1989 complaint alleged that as a representative of Dean Witter Reynolds, he engaged in unsuitable trading, including trading on margin. The complaint reached a settlement of $95,000.

Barry Speyer has been registered as a broker and investment advisor with Morgan Stanley in Beverly Hills, California since 2009. His employment history includes Morgan Stanley & Company in Beverly Hills, California; Morgan Stanley DW in Beverly Hills, California; Dean Witter & Company; and Bell Securities Corporation. He currently holds 34 state licenses and has passed four securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Kingswood Advisor Brady Fuchs Receives Oil & Gas Complaint

    San Diego financial advisor Brady Fuchs (CRD# 3203016) has received an investor complaint alleging that his conduct resulted in five-figure...

    Read More
  • Bill Sines: New Complaint Against Senior Financial Services Advisor

    Multiple investor complaints against Seminole, Florida financial advisor Bill Sines (CRD# 2190586) allege that he recommended unsuitable investments. Financial Industry...

    Read More
  • Jason Rossi: $203K Complaint Against Aegis Capital Broker

    Melville, New York financial advisor Jason Rossi (CRD# 4384426) allegedly churned investments and made unauthorized trades, according to a recent...

    Read More
  • Lone Star Advisor Charles Bryant: $200K Suitability Complaint

    Sarasota financial advisor Charles Bryant (CRD# 5346404) is involved in an investor complaint alleging he provided unsuitable investment advice that...

    Read More
  • Previous
  • Next