Former Miami, Florida financial advisor Leon Ciobataru (CRD# 3269440) was recently terminated from his former member firm following an investigation....
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11 SepLeon Ciobataru: Morgan Stanley Fires Miami Advisor
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08 SepSolomon Tobal: Ex-Morgan Stanley Advisor Lands Complaints
Hackensack, New Jersey financial advisor Solomon Tobal (CRD# 7643877) recently received an investor complaint alleging that his conduct resulted in...
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08 SepThiel Ruperto: Utah Files Complaint Against Ex-Hedgehog Advisor
Gilbert, Arizona financial advisor Thiel Ruperto (CRD# 4530049) was recently named respondent in a complaint by the Utah Division of...
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08 SepZhi “Jeffrey” Guan: $1mm-$5mm Complaint Against Emerson Advisor
A recent investor complaint against San Mateo, California financial advisor Zhi Guan (CRD# 4010563), also known as Jeffrey Guan, alleges...
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