Former New York City financial advisor Sung Moo Cho (CRD# 5015906) was recently sanctioned and barred in connection with misappropriation...
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Thom MacDonnell: Jamestown Advisor Faces Suitability Complaint
A recent investor complaint against Williamsburg, Virginia financial advisor Thom MacDonnell (CRD# 1924888) alleges that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that the Centaurus Financial broker and investment advisor is also a representative of Jamestown Financial Group.
Rita Mansour: $150K Complaint Against McDonald Partners Advisor
Toledo, Ohio financial advisor Rita Mansour (CRD# 1968418) recently received an investor complaint alleging that her advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is currently registered as a broker and an investment advisor with McDonald Partners.
John Freiburger: Suitability Complaint Against Partners Wealth Advisor
Naperville, Illinois financial advisor John Freiburger (CRD# 2163773) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Kestra Investment Services and an advisor with Kestra Advisory Services, doing business as Partners Wealth Management.
David Kaiser: Financial Planning Advisor Lands Investor Complaint
Cotopaxi, Colorado financial advisor David Kaiser (CRD# 2461995) recently received an investor complaint alleging that his recommendations deprived his customers of the ability to make reasonable returns. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Cambridge Investment Research, as well as a representative of Financial Planning… Read More »
Brad Fath: Oil & Gas Complaint Against Cambridge Advisor
Big Rapids, Michigan financial advisor Brad Fath (CRD# 2632194) allegedly recommended an investment for the purpose of generating high commissions, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Cambridge Investment Research, as well as a representative of Lerner, Csernai and… Read More »
James Studinger: JPStudinger Advisor Faces Suitability Complaint
Bloomfield Hills, Michigan financial advisor James Studinger (CRD# 2725496) recently received an investor complaint alleging that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker with Kestra Investment Services and an advisor with Kestra Advisory Services, doing business as JPStudinger Group.
Mitchell Walk: Suitability Complaint Against Kestra Advisor
Longwood, Florida financial advisor Mitchell Walk (CRD# 3195375) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Kestra Investment Services and an advisor with Kestra Advisory Services, doing business as Retirement Wealth Specialists.
Ismael Reyes-Retana: $106K Complaint Against LPL Advisor
Laredo, Texas financial advisor Ismael Reyes-Retana (CRD# 3250007) recently received an investor complaint alleging that a variable annuity investment led to six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with LPL Financial, doing business as IBC Investment Services.
Marcel Pahmer: Newport Wealth Advisor Lands $300K Complaint
A recent investor complaint against Newport Beach, California financial advisor Marcel Pahmer (CRD# 4565391) alleges that he recommended investments that resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Centaurus Financial and an investment advisor with Newport Wealth Advisors.
Jacob McKissack: $220K Complaint Against Edward Jones Advisor
Mt. Juliet, Tennessee financial advisor Jacob McKissack (CRD# 6168732) recently received an investor complaint alleging that he stole funds from a client. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Edward Jones.
