Close Menu
Free Consultation: 888-976-6111

Recent Blog Posts

Loren Olson: $125K Complaint Against Retirement Resources Advisor

By Chase Carlson |

Overland Park financial advisor Loren Olson (CRD# 1245513) recently received an investor complaint alleging his conduct resulted in damages of more than $100,000. Records maintained by the Financial Industry Regulatory Authority show that he is a broker with BB Graham & Company and an investment advisor with Retirement Resources.

Facebook Twitter LinkedIn

West Coast Financial Advisor Debbie Cavanaugh: REIT Complaint

By Chase Carlson |

A recent investor complaint against Kalispell, Montana financial advisor Debbie Cavanaugh (CRD# 1268420) alleges that her conduct resulted in five-figure damages. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor with Centaurus Financial, doing business as West Coast Financial.

Facebook Twitter LinkedIn

David B. White: Financial Advisor Faces $200K Bond Complaint

By Chase Carlson |

A recent investor complaint against former Bloomfield Hills financial advisor David B. White (CRD# 1382131) alleges that his investment advice resulted in six-figure losses. Records provided by the Financial Industry Regulatory Authority show that he was most recently registered as a broker with Centaurus Financial, doing business as David B. White Financial.

Facebook Twitter LinkedIn

Ted Franse: REIT Complaint Against Franse Financial Advisor

By Chase Carlson |

Fair Oaks financial advisor Ted Franse (CRD# 1418012) has been involved in multiple investor complaints alleging unsuitable recommendations and other forms of misconduct. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with NI Advisors, doing business as Franse Financial Advisors.

Facebook Twitter LinkedIn

Morgan Stanley Advisor Scott Schlett Faces $400K Complaint

By Chase Carlson |

Scott Schlett (CRD# 2111952), a financial advisor based in Paramus, New Jersey, recently received an investor complaint alleging his conduct resulted in six-figure damages. Records maintained by the Financial Industry Regulatory Authority show that he is a broker and an investment advisor with Morgan Stanley.

Facebook Twitter LinkedIn

Spartan Advisor Michael Russo: Complaints Allege Misconduct

By Chase Carlson |

Garden City financial advisor Michael Russo (CRD# 3072489) has been involved in investor complaints alleging unsuitable recommendations, churning, and other forms of misconduct. Records provided by the Financial Industry Regulatory Authority indicate that he is a broker registered with Spartan Capital Securities.

Facebook Twitter LinkedIn

Fred Chen: $100K Complaint Against Emerson Equity Advisor

By Chase Carlson |

Irvine, California financial advisor Fred Chen (CRD# 5766069) allegedly recommended unsuitable investments and engaged in other violations of FINRA rules, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Emerson Equity, having previously been registered with Arque Capital.

Facebook Twitter LinkedIn

Cetera Advisor Enkofi John Faces Forgery Complaint

By Chase Carlson |

Westbury, New York financial advisor Enkofi John (CRD# 6175076) recently received an investor complaint alleging his conduct resulted in damages. Records maintained by the Financial Industry Regulatory Authority indicate that he is a broker and an investment advisor with Cetera Investment Services, having previously been registered with Foresters Advisory Services.

Facebook Twitter LinkedIn

Elan Sanker: Selling Away Complaint Against Merrill Lynch Advisor

By Chase Carlson |

Pennington, New Jersey financial advisor Elan Sanker (CRD# 5580543) recently received an investor complaint alleging he engaged in misconduct that resulted in losses. Records maintained by the Financial Industry Regulatory Authority indicate that he is currently registered as a broker and an investment advisor with Merrill Lynch.

Facebook Twitter LinkedIn

Jeffrey Lawson: Fifth Third Securities Denies $2.5 Million Complaint

By Chase Carlson |

A recent investor complaint against Florence, Kentucky financial advisor Jeffrey Lawson (CRD# 3257793) alleged that his conduct resulted in losses exceeding $2 million. Financial Industry Regulatory Authority records indicate that he is currently registered as a broker and an investment advisor with Fifth Third Securities.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Greenberg Financial’s David Sherwood Faces GWG L Bond Complaint

    Tucson financial advisor David Sherwood (CRD# 1024893) is involved in an investor complaint stemming from the allegedly negligent sale of...

    Read More
  • Tom Endersbe: SagePoint Denies $70K REIT/BDC Complaint

    St. Louis Park, Minnesota financial advisor Tom Endersbe (CRD# 1407028) allegedly recommended an unsuitable real estate investment trust, according to...

    Read More
  • SEC Fraud Complaint Against Ryan Reaume, Calibre Consulting Advisor

    Leesburg, Virginia financial advisor Ryan Reaume (CRD# 2684692) was recently named in a civil action by the Securities and Exchange...

    Read More
  • Jason Doviak: $1 Million Complaint Against Park Avenue Advisor

    Red Bank financial advisor Jason Doviak (CRD# 4266648) is involved in an investor complaint alleging his conduct resulted in seven-figure...

    Read More
  • Previous
  • Next