A recent investor complaint against Lenexa, Kansas financial advisor James Blalock (CRD# 7385122) alleges theft from a customer’s account. Financial...
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Westlake Village Rep Christina Orta: Alternative Investment Complaint
Cambridge Investment Research representative Christina Orta (CRD# 3278327) has received a pending investor complaint alleging several forms of misconduct. Financial Industry Regulatory Authority records show that she is a stockbroker and investment adviser based in Westlake Village, Walnut Village, Oakland, and Pasadena, California. She is also registered as an investment adviser with Cooper McManus.
Darin Arnell: Mutual Fund Complaint Settled for 6 Figures
An investor complaint against Murray, Utah stockbroker Darin Arnell (CRD# 4673735) settled for six figures. Financial Industry Regulatory Authority records show that Mr. Arnell is registered as a broker and investment adviser with Cetera Advisor Networks, though he has been previously been registered with Goldman Sachs. He is also registered with Cetera’s offices in… Read More »
Keith Chandler: Complaint Against Palmdale Rep Alleges $203K Losses
Ex-Ameriprise Investment Services representative Keith Chandler (CRD# 2351638) allegedly made unsuitable investment recommendations, according to a pending investor complaint. Financial Industry Regulatory Authority records show that he was formerly registered with Ameriprise in Palmdale, California. He is presently registered as an investment adviser with Inspire Advisors in Palmdale.
Jeffrey Payne: Centennial Rep Has Private Placement Complaint
Jeffrey Payne (CRD# 5102488), an LPL Financial representative, is involved in an investor dispute alleging he made unsuitable investment recommendations. According to the Financial Industry Regulatory Authority, he is a stockbroker located in Centennial and Pueblo, Colorado. He is also registered as an investment adviser with GPS Wealth Strategies in Centennial.
Phillip Anderson: Kingswood Rep Has $250,000 Complaint
Roseville, California stockbroker Phillip Anderson (CRD# 814936) has received pending investor complaints alleging his investment advice caused losses. Financial Industry Regulatory Authority records show that he is registered as a broker with Kingswood Capital Partners in Roseville. He is also registered as an investment adviser with Resurgent Financial Advisors and Hayden Royal.
Newbridge’s John Donoso: Complaint Alleges $250,000 Damages
Elizabeth, New Jersey-based stockbroker John Donoso (CRD# 4533488) has received a pending investor complaint alleging six-figure losses. Financial Industry Regulatory Authority records show that he is currently registered as an investment adviser with Newbridge Financial Services in Elizabeth, New Jersey and as a broker with Newbridge Securities Corporation in Boca Raton, Florida.
June Hung: Did Independent Financial Advisor Cause 6-Figure Losses?
June Hung (CRD# 4752296), a stockbroker and investment adviser in Diamond Bar and San Gabriel, California, is involved in an investor complaint alleging her investment recommendations led to substantial losses. Financial Industry Regulatory Authority records show that she is a registered representative of Independent Financial Group.
Chuck Cox: $800,000 Complaint Against Raymond James Rep
Raymond James Financial Services stockbroker Chuck Cox (CRD# 2283909) has received an investor dispute alleging his actions resulted in six-figure damages. Financial Industry Regulatory Authority records show that the Federal Way, Washington-based representative has also received an investor dispute that reached a six-figure settlement.
Marc Korsch: 6-Figure Complaints Against Barred Ex-Centaurus Rep
Marc Korsch (CRD# 5525226), a stockbroker previously located in Sarasota, Florida, alleged recommended unsuitable investments that led to millions of dollars in damages for his customers. Financial Industry Regulatory Authority records show that the former representative of Arkadios Capital and Centaurus Financial was also sanctioned by FINRA and barred from acting as a broker… Read More »
Ben Belanger: Austin Rep Has 6-Figure REIT Complaint
Kestra Investment Services stockbroker Ben Belanger (CRD# 5293459) allegedly recommended unsuitable non-traded real estate investment trusts, according to a pending investor complaint. Financial Industry Regulatory Authority records show that he is registered with the firm’s office in Austin, Texas.
