Lexington, South Carolina financial advisor Jason Jeanquart (CRD# 6593478) recently received an investor complaint alleging that he misrepresented risky investments....
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Bruce Beetz: $300K Complaint Against Emerson Equity Advisor
Hollister, California financial advisor Bruce Beetz (CRD# 1527269) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Emerson Equity, having previously been registered with Oak Tree Securities.
John Pigeon: $120K Complaint Against Osaic Advisor
Fall River, Massachusetts financial advisor John Pigeon (CRD# 2354079) recently received an investor complaint alleging that his conduct resulted in damages exceeding $100,000. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Osaic Institutions.
Skip Chatelain: Prospera, Dorsey Advisor Faces $100K-$500K Complaint
A recent investor complaint against Metairie, Louisiana financial advisor Skip Chatelain (CRD# 4192942) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Prospera Financial Services. He is also a representative of Dorsey & Company, which offers securities… Read More »
Meredith Lyon: 99K Complaint Against Masterman Agency Advisor
Rockland, Maine financial advisor Meredith Lyon (CRD# 6021833) recently received an investor complaint alleging negligence and violation of industry rules. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with United Planners’ Financial Services of America, doing business as The Masterman Agency.
Kurt Berry: FINRA Suspends Former Vanderbilt Advisor
Johnson City, Tennessee financial advisor Kurt Berry (CRD# 4550773) was recently suspended and fined in connection with allegedly improper oil and gas transactions. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Vanderbilt Securities broker is currently registered as an investment advisor with First Advisors National.
Sid Bindra: Suitability Complaints Against Truist Advisor
Tampa, Florida financial advisor Sid Bindra (CRD# 6147537) has received multiple investor complaints alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Truist Investments and an investment advisor with Truist Advisory Services, having previously been registered with BB&T Securities.
Greg Wilson: $1mm Oil & Gas Complaint Against Ortiz Advisor
Whittier, California financial advisor Greg Wilson (CRD# 6849983) recently received an investor complaint alleging that his advice resulted in seven-figure damages. Securities and Exchange Commission records show that he is currently registered as an investment advisor with Ortiz World Wealth, having previously been registered with David Ortiz Advisors.
Wally Less: $254K Complaint Against SouthState Advisor
A recent investor complaint against Savannah, Georgia financial advisor Wally Less (CRD# 5191948) alleges that he approved unauthorized transactions. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with LPL Financial, doing business as SouthState Investment Services.
Matt Haverty: RBC Advisor Lands $750K Complaint
Leawood, Kansas financial advisor Matt Haverty (CRD# 4618183) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with RBC Capital Markets.
Andrew Gentiluomo: $200K Complaint Against Equity Services Advisor
A recent investor complaint against Roanoke, Virginia financial advisor Andrew Gentiluomo (CRD# 4975462) alleges that he committed fraud in connection with certain investments. Financial Industry Regulatory Authority records show that he is registered as a broker with Equity Services and an investment advisor with ESI Financial Advisors, doing business as Gentiluomo FA.
