Lexington, South Carolina financial advisor Jason Jeanquart (CRD# 6593478) recently received an investor complaint alleging that he misrepresented risky investments....
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Brandon Morrow: Complaint Against Emerson Advisor Alleged $900K
Irvine, California financial advisor Brandon Morrow (CRD# 3037943) allegedly misrepresented an investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that the Emerson Equity broker is also a Regional Vice President at Keystone National Properties Real Estate.
Scott Olson: Innovation Partners Advisor Faces $500K REIT Complaint
Melbourne, Florida financial advisor Scott Olson (CRD# 711256) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor registered with Innovation Partners and IP Financial Advisory Services, respectively.
Bill Czaplewski: Lake Ridge Advisor Faces Suitability Complaint
A recent investor complaint against Monona, Wisconsin financial advisor Bill Czaplewski (CRD# 2386057) alleges that his advice resulted in losses. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with LPL Financial, doing business as Lake Ridge Financial.
Melanie Gilmore: Wells Fargo Advisor Faces $500K Complaint
La Jolla, California financial advisor Melanie Gilmore (CRD# 4945629) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that she is currently registered as a broker and an investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors, respectively.
Jet Huempfner: LPL Denies $360K NVDA Complaint
Former Green Bay, Wisconsin financial advisor Jet Huempfner (CRD# 7076803) recently received an investor complaint alleging that their advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that the former LPL Financial broker is not currently registered with any FINRA member firm.
Jerry Kiefer: $99K Complaint Against Equitable Advisor
A recent investor complaint against Edmond, Oklahoma financial advisor Jerry Kiefer (CRD# 2271043) alleges that he made unsuitable investment recommendations. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Equitable Advisors.
Jason Smith: Legacy Advisor Lands $75K Investor Complaint
East Peoria, Illinois financial advisor Jason Smith (CRD# 6151353) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Osaic Wealth, doing business as Legacy Investment Services.
Gerry McGinley: $500K-$1mm Complaint Against UBS Advisor
Westport, Connecticut financial advisor Gerry McGinley (CRD# 1811084) recently received an investor complaint relating to an options overlay strategy. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with UBS Financial Services.
Raphael Fernando: Ex-BOK Advisor Received 45 Complaints
Houston, Texas financial advisor Raphael Fernando (CRD# 4469669) has received dozens of investor complaints alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Cetera Investment Services, having previously been registered with BOK Financial Securities.
Nicholas Cipriano: Prospera Advisor Fired by Morgan Stanley
Solana Beach, California financial advisor Nicholas Cipriano (CRD# 5366684) was recently terminated from a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority show that the former Morgan Stanley broker and investment advisor is currently registered with Prospera Financial Services.
