Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Bradley Mascho: Complaints Against Frederick, Maryland Advisor

Settled and pending investor complaints against former Frederick, Maryland broker and investment advisor Bradley Mascho (CRD#: 2039720) allege conduct including unsuitable investment recommendations, breach of fiduciary duty, misrepresentations, and more. Mascho is a former representative of Western International Associates, according to information drawn from Financial Industry Regulatory Authority records.

A pending 2019 complaint alleges that as a representative of Western International Securities, Bradley Mascho offered and sold unregistered securities, made unsuitable investment recommendations, misrepresented and omitted material facts, committed fraud, and breached his fiduciary duty. The complaint alleges damages of $427,538.

A pending 2019 complaint alleges that as a representative of Western International Securities, Bradley Mascho recommended unsuitable investments, committed fraud, and breached his fiduciary duty. The complaint alleges damages between $100,000 and $500,000.

A pending 2019 complaint alleges that as a representative of Western International Securities, Bradley Mascho breached his fiduciary duty, committed fraud, recommended unsuitable products, and misrepresented and omitted material facts. The complaint alleges damages of $2,444,388.

A 2019 complaint alleged that as a representative of Western International Securities, he made unsuitable investment recommendations, committed fraud, and breached his fiduciary duty. The complaint reached a settlement of $8,500.

A 2019 complaint alleged that as a representative of Western International Securities, he acted negligently and breached his fiduciary duty. The complaint reached a settlement of $22,500.

A 2018 complaint alleged that as a representative of Western International Securities, he recommended unsuitable exchange-traded funds. The complaint reached a settlement in 2019 of $247,500.

A 2015 complaint alleged that as a representative of Western International Securities, he recommended unsuitable securities. The complaint reached a settlement of $80,000.

Bradley Mascho is currently not registered as a broker or investment advisor. In 2018, he was indefinitely barred by FINRA over findings he failed to provide testimony requested during FINRA’s investigation into “potential serious violations, including fraud, undisclosed outside business activities, and private securities transactions.” His employment history includes Western International Securities in Frederick, Maryland; Royal Alliance Associates in Washington, DC; Legg Mason Wood Walker in Baltimore, Maryland; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance in Minneapolis, Minnesota. He currently holds zero state licenses and has passed four securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Douglas Elstun: SEC Fraud Charges Against Kansas Advisor

    Former Lenexa, Kansas broker and investment adviser Douglas Elstun (CRD# 2338588) has been named in a pending SEC enforcement action...

    Read More
  • Matt Babrick: $1.1M Complaint Against First Republic Rep

    San Francisco broker and investment adviser Matt Babrick (CRD#: 4433983) has received several pending customer complaints alleging cumulative damages of...

    Read More
  • Bob & Kristine Hartland: Energy Complaint Against Ameriprise Reps

    A pending investor complaint against Ameriprise Financial Services brokers and investment advisers Bob Hartland (CRD# 2253564) and Kristine Hartland (CRD#...

    Read More
  • Dustin Shafer: Ex-Money Concepts Rep Has Investor Complaints

    Former Springfield, Illinois broker and investment adviser Dustin Shafer (CRD#: 4198962) has received several settled or pending customer complaints in...

    Read More
  • Previous
  • Next