Carlson Law Is Representing Howard Kavinsky Victim

Carlson Law is representing a former client of Howard Kavinsky and plans to file a legal claim regarding potential fraud and/or embezzlement.

Howard Kavinsky is a former financial advisor that was most recently employed by Supreme Alliance (2024), B. Riley Wealth Management (2022-2024) and National Securities Corporation (2019-2022). He was permanently barred by the Financial Industry Regulatory Authority (FINRA) on December 20, 2024, after allegations that he “he falsified at least 190 consolidated account statements for at least eight customers, some of whom were seniors, by overstating the customers’ account balances and reflecting fictitious investments in a hedge fund, even though he had not made any such investments.”

Carlson Law’s client was one of the at least eight victims. Our client may have lost over $1 million due to Kavinsky’s fraud and/or embezzlement.

Kavinsky was fired from B. Riley on May 16, 2024. At that time B. Riley told FINRA that Kavinsky was fired due to “Failure to follow Firm procedures related to the creation and use of consolidated client reports and providing untrue responses on annual compliance questionnaires related to such activity; misrepresenting customers’ account values; creating unfounded customer statements purportedly from a clearing firm; and failing to forward potential customer grievances for further review by firm personnel.”

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses due to Howard Kavinsky, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.