Houston, Texas financial advisor Kim Tran (CRD# 5575725) was recently sanctioned and suspended in connection with alleged rule violations. Financial Industry...
Read MoreCarlson Law Represents Joel Minner Client Against Avantax Investment Services
Carlson Law is representing a former client of Joel Minner, a Clarksville, Tennessee-based financial advisor formerly licensed with Avantax Investment Services, Inc. He is now licensed with American Global Wealth Management, Inc.
Our firm currently has a pending arbitration for a New York-based customer. The arbitration, which was filed in January of 2025, alleges Minner engaged in highly speculative trading in the customer’s account, causing losses of approximately $65,000 at a time when the market performed well. It further alleges Minner’s advice was entirely unsuitable for any investor and the mismanagement by Minner and Avantax has caused the customer significant losses.
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
