Carolyn Wyatt: Arrowhead Wealth Advisor Received $120K Complaint

Glendora, California financial advisor Carolyn Wyatt (CRD# 4071929) recently received an investor complaint alleging that her conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Western International Securities, doing business as Arrowhead Wealth Advisors.

Ms. Wyatt’s BrokerCheck report discloses one investor complaint. Filed in October 2024, it alleged that as a representative of Kingswood Capital Partners, she failed to conduct reasonable due diligence on a 1031 exchange. In January 2025 the complaint reached a settlement of $120,000.

Arrowhead Wealth Advisors’ website includes a profile of Ms. Wyatt in which she describes her background and services. “With many years of experience in the securities industry, I am committed to using my experience and knowledge to educate clients to help them make informed investment decisions,” she states. “Whether you would like to build personal wealth, plan for retirement, minimize estate taxes or prepare for the tuition costs of your children (or grandchildren), I will help you clearly define your investment objectives and risk tolerance to determine an asset allocation strategy designed to help you achieve your financial goals.”

According to the Financial Industry Regulatory Authority, Carolyn Wyatt holds 24 years of securities industry experience. Based in Glendora, California, she has been registered with Western International Securities since 2022, doing business as Arrowhead Wealth Advisors. Her past registrations include M. Stevens Wealth Advisors, Kingswood Capital Partners, Chalice Wealth Advisors, Waddell & Reed, DA Davidson & Company, and Crowell Weedon & Company. Her credentials include the passage of three securities industry qualifying exams: the Uniform Combined State Law Examination, or Series 66; the General Securities Representative Examination, or Series 7; and the Securities Industry Essentials Examination, or SIE. She is licensed in California, Hawaii, Louisiana, Maryland, New Hampshire, South Dakota, Utah, and Washington. (Information current as of January 25, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.