Current Investigations

19 Jul

Trevor Uhls: Federal Complaint Alleges $2.1 Million Investment Fraud “Ponzi” Scheme

Federal prosecutors have filed a civil fraud complaint against Trevor Uhls, a Lee’s Summit, Missouri resident, alleging that he is...

14 Jul

Darren Bado: Ameriprise Advisor Under Investigation

Santa Clara, California financial advisor Darren Bado (CRD# 6678445) is under investigation for alleged misconduct. Financial Industry Regulatory Authority records...

13 Jul

Wesley Palmer: $225K Complaint Against Madison Avenue Advisor

A recent investor complaint against Greenville, South Carolina financial advisor Wesley Palmer (CRD# 6433982) alleges that his advice resulted in...

13 Jul

Shaun Freeman: Morgan Stanley Advisor Receives Complaint

Morristown, New Jersey financial advisor Shaun Freeman (CRD# 2779691) recently received an investor complaint alleging that his conduct resulted in...