A recent investor complaint against Plano, Texas financial advisor Ross Brannon (CRD# 5875036) alleges that his recommendations resulted in six-figure...
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25 JulRoss Brannon: Ex-Park Ave Advisor Faces $100K-$500K Complaint
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25 JulAnthony Mitus: Morgan Stanley Advisor Faces $700K Complaint
A recent investor complaint against Saginaw, Michigan financial advisor Anthony Mitus (CRD# 5613183) alleges that his investment strategy resulted in...
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25 JulNicholas Duthie: Osaic Fires Advisor After Investigation
Oklahoma City, Oklahoma financial advisor Nicholas Duthie (CRD# 5870451) was recently fired by his former member firm in connection with...
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25 JulBrent O’Mara: Ex-Securities America Advisor Faces $4mm Complaint
A recent investor complaint against Omaha, Nebraska financial advisor Brent O'Mara (CRD# 4260408) alleges that his conduct resulted in seven-figure...
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