Lake Wales, Florida financial advisor James Nelson (CRD# 1931451) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...
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Gabriel Martin: LPL Advisor Receives Investor Complaint
A recent investor complaint against Covington, Louisiana financial advisor Gabriel Martin (CRD# 7815903) alleges that his advice resulted in damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former LPL Financial broker is currently registered as an investment advisor with Pelican Advisory.
John McArthur: $1mm Complaint Against Krilogy Advisor
St. Louis, Missouri financial advisor John McArthur (CRD# 4389397) recently received an investor complaint alleging that his advice resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Saxony Securities and an investment advisor with Krilogy.
Becky Eriksson-Ylagan: Cabin Advisor Faces $250K Complaint
A recent investor complaint against Laguna Niguel, California financial advisor Becky Eriksson-Ylagan (CRD# 7475882) alleges that her advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker with Cabin Securities, doing business as DSTs 1031 Investments.
Justin Moore: Merrill Lynch Advisor Lands Suitability Complaint
Greensboro, North Carolina financial advisor Justin Moore (CRD# 6001708) recently received an investor complaint alleging that his advice resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Merrill Lynch.
Coreen Kraysler: SEC Investigates NetCapital Securities Advisor
Boston, Massachusetts financial advisor Coreen Kraysler (CRD# 2699785) is under investigation for alleged violation of securities laws. Financial Industry Regulatory Authority records show that she is registered as a broker with NetCapital Securities, having previously been registered with Livingston Securities.
Priority Income Fund: Investors May Have Recovery Options
Investors who suffered losses on investments in Prospect Capital’s Priority Income Fund may have recovery options. Carlson Law is investigating potential claims regarding the fund, which may have been an unsuitable investment for certain retail customers.
IRS Announces Conservation Easement Settlement Opportunity
A recent Internal Revenue Service news release announced a “time-limited settlement opportunity” for certain taxpayers with IRS disputes concerning conservation easements or historic preservation easements. Published on May 13, 2026, the release outlines the terms of the settlement opportunity, which affects hundreds of ongoing easement cases.
Norman Hill: Ex-Ameriprise Advisor Barred by FINRA
Former Wellesley, Massachusetts financial advisor Norman Hill (CRD# 1535969) was recently sanctioned and barred in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he was most recently registered as a broker with Ameriprise Financial Services, having previously been registered with Citizens Securities.
Ignacio Perezanta: Why Did BBVA Fire Banorte Advisor?
Houston, Texas financial advisor Ignacio Perezanta (CRD# 5262904) was recently fired by a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former BBVA Global Wealth Advisors representative is currently registered as a broker with Banorte Securities International.
Jennifer Woods O’Donnell: Advisor Fired by Wells Fargo
Williamsville, New York financial advisor Jennifer Woods O’Donnell (CRD# 1865488) was terminated by her former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former Wells Fargo broker is currently registered with RBC Capital Markets.
