New York, New York financial advisor Gary Talbot (CRD# 3059670) was recently suspended in connection with alleged rule violations. Financial...
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Brian Field: Lifetime Advisor Lands Suitability Complaint
A recent, denied investor complaint against Encinitas, California financial advisor Brian Field (CRD# 4354776) alleges that his advice resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with LPL Financial, doing business as Lifetime Financial Advisors.
Peter Economos: Merrill Advisor Lands REIT Complaint
A recent, denied investor complaint against Walnut Creek, California financial advisor Peter Economos (CRD# 6596680) alleged that he violated industry rules. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Merrill Lynch.
Brendan Jones: Wells Fargo Advisor Receives 6-Figure Complaint
A recent investor complaint against Winter Park, Florida financial advisor Brendan Jones (CRD# 6127657) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo, having previously been registered with Edward Jones.
Andy Cheng: Schwab Advisor Faced Investor Complaint
A recent, denied investor complaint against Arcadia, California financial advisor Andy Cheng (CRD# 5471374) alleged that his advice resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Charles Schwab & Company, having previously been registered with Cetera Investment Services.
Robert Binkele: DST Advisor Lands $2.5mm Complaint
Indian Wells, California financial advisor Robert Binkele (CRD# 2393598) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Ashton Stewart & Company and an investment advisor with DST Wealth Management.
Matthew Summe: Why Did LPL Fire Stratos Advisor?
Former Elmhurst, Illinois financial advisor Matthew Summe (CRD# 6528204) was fired by his former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he was previously registered as a broker with LPL Financial and an investment advisor with Stratos Wealth Partners.
Rees Mason: $1.2mm Complaint Against Merrill Advisor
Ponte Vedra Beach, Florida financial advisor Rees Mason (CRD# 6032370) recently received an investor complaint alleging that her conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Merrill Lynch.
Brandon Fancher: RBC Advisor Faces Investor Complaint
A recent investor complaint against Leawood, Kansas financial advisor Brandon Fancher (CRD# 4899246) alleges that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with RBC Capital Markets.
Motaz Ashri: Why Was Oppenheimer Advisor Fired by Morgan Stanley?
Coral Gables, Florida financial advisor Motaz Ashri (CRD# 8018725) was recently fired from his former employer in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former Morgan Stanley representative is currently registered as a broker with Oppenheimer & Company.
Markus Byrd: Ex-Kestra Advisor Faces iPath Complaint
Dallas, Texas financial advisor Markus Byrd (CRD# 2177376) has received multiple investor complaints alleging that his advice resulted in damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Kestra Investment Services broker is currently registered as an investment advisor with Candor Wealth Management.
