A recent investor complaint against Livingston, New Jersey financial advisor Jeff Morrison (CRD# 3200399) alleged negligence involving a corporate bond...
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Ingram Financial’s Donna Seymour Receives Investor Complaint
Winter Haven, Florida financial advisor Donna Seymour (CRD# 1714302) has received an investor complaint alleging her investment advice resulted in five-figure damages. Financial Industry Regulatory Authority records show that she is a representative of Ingram Financial Group and is registered as a broker with Centaurus Financial.
FINRA Bars Former Wells Fargo Advisor Adam Marquardt
The Financial Industry Regulatory Authority (FINRA) recently barred Adam Marquardt (CRD# 5307192), a financial advisor based in Greenwood Village, Colorado. FINRA records show that the former Cetera Advisors broker was sanctioned in relation to allegations he made unauthorized deposits into client accounts.
Gus Tsamos: $400K Complaint Against Garden City Spartan Advisor
Recent investor complaints against Garden City, New York financial advisor Gus Tsamos (CRD# 2782014) allege he made unsuitable investment recommendations and unauthorized transactions. Financial Industry Regulatory Authority records show that he is a broker with Spartan Capital Securities.
Mike Binstock: $212K Fraud Complaint Against CreativeOne Advisor
Chanhassen, Minnesota financial advisor Mike Binstock (CRD# 2728462) recently received an investor complaint alleging he committed fraud. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with CreativeOne Securities, having previously been registered with Cambridge Investment Research.
Hobby Barndollar: REIT Complaints Against Land O’ Lakes Advisor
PurePath Wealth Management advisor Hobby Barndollar (CRD# 3027317) has received numerous investor complaints alleging he recommended unsuitable investments. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Crown Capital Securities broker is based in Land O’ Lakes, Florida.
Luke Johnson: $1.3 Million Complaint Against Prime Capital Advisor
Scottsdale, Arizona financial advisor Luke Johnson (CRD# 3257008) has received more than 20 investor complaints alleging his investment advice resulted in losses. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Coastal Equities broker is currently an investment advisor with Prime Capital Investment Advisors.
Scott Aabel: GWG L Bond Complaint Against Premiere Retirement Advisor
Osprey, Florida financial advisor Scott Aabel (CRD# 1493667) has received an investor complaint alleging his recommendations of GWG L bonds resulted in six-figure losses. Financial Industry Regulatory Authority records show that he is a broker and investment advisor with Spire Securities and Spire Wealth Management, doing business as Premiere Retirement Asset Management.
Oil & Gas Complaints Against Walter Reyna: Ex-Lincoln Advisor
Walter Reyna (CRD# 1323478), a broker and investment advisor with J.W. Cole Financial, has received multiple investor complaints concerning investments in oil and gas securities. Financial Industry Regulatory Authority records show that he is based in McAllen, Texas and was formerly registered with Lincoln Financial Securities Corporation. He does business as an investment advisor… Read More »
William Campbell: Energy 11 Complaint Against White Plains Advisor
David Lerner Associates representative William Campbell (CRD# 1255769) has received several investor complaints alleging he recommended unsuitable investments to his clients. Financial Industry Regulatory Authority records show that he is a broker based in White Plains, New York.
Steve Wedel: $300K REIT Complaint Against Four Seasons Advisor
Naples, Florida financial advisor Steve Wedel (CRD# 1221992) has received several investor complaints. Financial Industry Regulatory Authority records show that he is a broker with Private Client Services, doing business as Four Seasons Wealth Management, and an investment advisor with RFG Advisory. He was previously registered with LPL Financial in Creve Coeur, Missouri.
