Christina Lee: JP Morgan Advisor Receives $90mm Complaint

San Francisco, California financial advisor Christina Lee (CRD# 7318401) recently received an investor complaint alleging damages of more than $90 million. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with JP Morgan Securities.

Ms. Lee’s BrokerCheck report discloses one investor complaint. Filed in November 2025, it alleges that as a representative of JP Morgan Securities, she violated FINRA Conduct Rules of Fair Practice and the SEC’s Regulation Best Interest in connection with “unsolicited trades that resulted in a margin deficit.” The pending complaint alleges damages of $90.8 million.

FINRA’s Conduct Rules encompass a number of vital securities industry standards. Perhaps one of the most important is FINRA Rule 2111 stipulates that brokers may recommend only investments and investment strategies that are suitable for their customers individual background and needs. Then there’s FINRA Rule 2020, which stipulates that no broker shall “effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance”—in other words, it forbids brokers from misrepresenting the investments they recommend. Another crucial rule is FINRA Rule 2010, which requires FINRA-associated persons like Ms. Lee to “observe high standards of commercial honor and just and equitable principles of trade.” Brokers who violate these rules may be found liable for damages and/or subject to disciplinary action by industry regulators.

According to the Financial Industry Regulatory Authority, Christina Lee holds four years of securities industry experience. Based in San Francisco, California, she has been registered as a broker and an investment advisor with JP Morgan Securities since 2022. She was previously registered with Morgan Stanley in San Francisco from 2021 until 2022. Her credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7TO; and the Uniform Combined State Law Examination, or Series 66. She holds 55 state licenses. (Information current as of December 27, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.