Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Christopher Sinkula: Complaints Against Stuart, FL Financial Advisor

Settled and pending investor complaints against Stuart, Florida broker and investment advisor Christopher Sinkula (CRD#: 2001512) allege conduct including suitability violations, over-concentration, misrepresentations, and more. Sinkula has been a representative of Janney Montgomery Scott since 2008, according to information drawn from Financial Industry Regulatory Authority records.

A pending 2019 complaint alleges that as a representative of Janney Montgomery Scott, Christopher Sinkula made unsuitable investment recommendations. The complaint alleges damages of $132,000.

A March 2019 complaint alleged that as a representative of Janney Montgomery Scott, Christopher Sinkula made unsuitable stock recommendations. The complaint reached a settlement of $40,000.

A 2018 complaint alleged that as a representative of Janney Montgomery Scott, he made unsuitable investments in the account. The complaint reached a settlement of $95,000.

A 2018 complaint alleged that as a representative of Janney Montgomery Scott, he recommended unsuitable common and preferred stock products. The complaint reached a settlement of $100,000.

A 2018 complaint alleged that as a representative of Janney Montgomery Scott, he made unsuitable recommendations of listed equity products. The complaint reached a settlement of $205,000.

A 2017 complaint alleged that as a representative of Janney Montgomery Scott, he unsuitably concentrated the customer’s account in energy stocks. The complaint reached a settlement of $24,750.

A 2017 complaint alleged that as a representative of Janney Montgomery Scott, he unsuitably over-concentrated the account. The complaint reached a settlement of $22,900.

A 2012 complaint alleged that as a representative of Citigroup Global Markets, he misrepresented variable annuity products. The complaint reached a settlement of $200,000.

Christopher Sinkula has been registered with Janney Montgomery Scott in Stuart, Florida since 2008. His employment history includes Citigroup Global Markets in Stuart, Florida; AG Edwards & Sons in St. Louis, Missouri; and Blinder Robinson & Company. He currently holds 20 state licenses and has passed five securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • FINRA Bars Ex-LPL Broker Patrick Coogan: “Reckless Misrepresentation”

    Former Baton Rouge, Louisiana-based LPL Financial broker Patrick Coogan (CRD# 4576580) has been barred by the Financial Industry Regulatory Authority...

    Read More
  • Lazaros Coss: FINRA Bars Los Angeles Broker

    Lazaros Coss (CRD# 6476885), previously a broker registered with Northwestern Mutual Investment Services, was recently the subject of a disciplinary...

    Read More
  • Tim Hetrick: Boise Broker Sanctioned Over Alleged Forgeries

    Former US Brokerage broker Tim Hetrick (CRD# 2048466) has been sanctioned by the Financial Industry Regulatory Authority (FINRA) in connection...

    Read More
  • Steve Lu: Ex-JP Morgan Broker Investigated and Barred by FINRA

    Steve Lu (CRD# 6856088), previously a representative of JP Morgan in Altadena, California, has been sanctioned by the Financial Industry...

    Read More
  • Previous
  • Next