Poughkeepsie, New York financial advisor Johnathan Sawaged (CRD# 7061837) was recently terminated from a former member firm in connection with...
Read MoreCraig Stiles: Ameriprise Advisor Faces $250K Complaint
Lansing, Michigan financial advisor Craig Stiles (CRD# 4495879) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Ameriprise Financial Services, having previously been registered with Merrill Lynch.
Mr. Stiles’ BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of Ameriprise Financial Services, he recommended a managed account portfolio that exceeded the customer’s risk tolerance. The pending complaint alleges damages of $250,000.
More information about Mr. Stiles is available via Ameriprise Financial Services’ website, which notes that he is a member of the Stiles, Miller, & Clark Group. “Your financial goals are individual, and I can help you achieve them.,” his own profile states. “I take the time to understand what’s truly important to you — whether it’s saving for college, living the retirement lifestyle you choose, making smart investments or anything else. The personalized financial advice I offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life.”
According to the Financial Industry Regulatory Authority, Craig Stiles holds 21 years of securities industry experience. Based in Lansing, Michigan, he has been a broker and an investment advisor with Ameriprise Financial Services since 2019. He was previously registered with Merrill Lynch in East Lansing, Michigan from 2002 until 2019. His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He holds 29 state licenses. (Information current as of November 13, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.