A recent investor complaint disclosed on Jamestown, North Dakota financial advisor Paul Witthauer’s (CRD# 1672263) BrokerCheck report concerns allegations regarding...Read More
Cristina Briboneria: Investor Complaint Against Atlanta Advisor
Atlanta broker and investment advisor Cristina Briboneria (CRD# 4961280) has received an investor complaint regarding a Syndicated Conservation Easement Strategy investment. Financial Industry Regulatory Authority records show that she is a representative of oXYGen Financial, which offers securities through Kestra Investment Services.
Filed in March 2021, the pending complaint disclosed on Ms. Briboneria’s BrokerCheck report alleges that as a representative of Investacorp, she misrepresented material facts relating to an investment in a Syndicated Conservation Easement Strategy. The pending complaint alleges damages of $28,500.
In September 2018 Cristina Briboneria was terminated from her position at Investacorp. According to a disclosure on her BrokerCheck report, the firm fired her in relation to allegations she failed to follow “firm rules and firm policy regarding approved investments.” A comment on the disclosure reads: “To the best of their knowledge, Ms. Cristina Briboneria followed all policies and procedures of the firm and there were no allegations of customer harm related to this matter.”
According to the Financial Industry Regulatory Authority, Cristina Briboneria holds 16 years of securities industry experience. Based in Atlanta and Alpharetta, Georgia, she has been a representative of Kestra Investment Services, doing business as oXYGen Financial, since 2015. Her past registrations include NFP Advisor Services (Alpharetta, Georgia; 2015-2016), Investacorp (Alpharetta, Georgia; 2009-2015), Ameriprise Financial Services (Atlanta, Georgia; 2005-2009), and IDS Life Insurance Company (Minneapolis, Minnesota; 2005-2006). Her credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. She holds 29 state licenses. (Information current as of May 22, 2022.)
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