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Darrin Cohen: $400K Investor Complaint Against Triad Advisor
Alpharetta, Georgia financial advisor Darrin Cohen (CRD# 2488435) has received an investor complaint alleging his recommendations led to six-figure damages. Financial Industry Regulatory Authority records show that he is a broker with Triad Advisors and an investment advisor with Wealth Enhancement & Preservation.
Mr. Cohen’s BrokerCheck report discloses three investor complaints. The most recent, filed in November 2021, alleges that as a representative of Triad Advisors, he recommended an unsuitable alternative investment, failed to conduct due diligence, misrepresented and omitted material information regarding an investment, and breached contract. The pending complaint alleges damages of $50,000.
A second investor complaint, filed in 2020, alleges that as a representative of Triad Advisors, Mr. Cohen recommended unsuitable investments. The pending complaint alleges damages of at least $400,000.
A third investor complaint, filed in 2020, alleged that while at Triad Advisors, Mr. Cohen recommended multiple unsuitable alternative investments. In 2021 the complaint reached a settlement of $47,500.
According to his BrokerCheck report, Darrin Cohen holds 25 years of securities industry experience. Based in Alpharetta, Georgia, he has been a broker with Triad Advisors and an investment advisor with Wealth Enhancement & Preservation since 2014. He has also been registered as an investment advisor with Red Triangle in Charleston, South Carolina since 2016. His past registrations include Resource Horizons Investment Advisory, Kovack Securities, Resource Horizons Group, OneAmerica Securities, Mony Securities Corporation, Waddell & Reed, The Advisors Group, Prudential Securities, and Edward D. Jones & Company. His credentials include the passage of five securities industry examinations: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 25 state licenses. (Information current as of June 17, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.