David Miller: $2.5mm Complaint Against RBC Advisor

Huntington, Virginia financial advisor David Miller (CRD# 2434598) recently received an investor complaint alleging that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with RBC Capital Markets.

Mr. Miller’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in March 2025, alleges that as a representative of RBC Capital Markets, he recommended a fixed income investment strategy that failed to comply with the Securities and Exchange Commission’s Regulation Best Interest. The pending complaint alleges damages of $2.5 million.

RBC Capital Markets’ website includes a page describing the values of The RBC Huntington WV Investment Group, Mr. Miller’s practice at the firm. “Our team offers a unique combination of experienced professionals dedicated to building a lasting retirement plan specifically tailored to the individual through a disciplined process,” it explains. “We continually monitor the landscape of changing market conditions and retirement products to offer an evolving solution to the challenges of saving for retirement.  We strive to build long term relationships built on the foundation of open lines of communication and trust.”

According to the Financial Industry Regulatory Authority, David Miller holds 31 years of securities industry experience. Based in Huntington, Virginia, he has been registered as a broker and an investment advisor with RBC Capital Markets since 2009. He was previously registered with Ferris Baker Watts from 1994 until 2009. His credentials include the passage of five securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Futures Managed Funds Examination, or Series 31. He holds 30 state licenses. (Information current as of June 23, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.