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Read MoreDebbie Biosca: $34mm Complaint Against Arkadios Financial Advisor
Arlington Heights, Illinois financial advisor Debbie Biosca (CRD# 4584010) has received multiple investor complaints alleging that her conduct resulted in damages. Financial Industry Regulatory Authority records show that she is registered as a broker with Arkadios Capital and an investment advisor with Arkadios Wealth Advisors, having previously been registered with Triad Advisors.
Ms. Biosca’s BrokerCheck report discloses two investor complaints. The most recent, filed in February 2024, alleges that as a representative of Triad Advisors, she recommended unsuitable investments in direct participation program and limited partnership interests. The pending complaint alleges unspecified damages.
A second investor complaint, also filed in February 2024, alleges that as a representative of Triad Advisors and Arkadios Capital, she “communicated with investors regarding an alleged scheme perpetuated by another former Triad representative.” The pending complaint alleges damages of at least $34 million.
Arkadios Capital’s website includes a page describing the company’s background and approach.
“Arkadios Capital was formed by an advisor who believed in the potential of independence,” it states. “We believe that advisors are at their best when they aren’t just told what not to do, but are empowered to reach even further.”
According to the Financial Industry Regulatory Authority, Debbie Biosca holds five years of securities industry experience. Based in Arlington Heights, Illinois, she has been a broker with Arkadios Capital since 2019 and an investment advisor with Arkadios Wealth Advisors since 2023. She was previously registered with Triad Advisors in Park Ridge, Illinois from 2018 until 2019. Her credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. She holds 28 state licenses. (Information current as of March 16, 2024.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
