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Investor Files Complaint Against Houston Advisor Eduardo Leon

Global Financial Services advisor Eduardo Leon (CRD# 2232647) has received multiple investor complaints alleging six-figure damages. Financial Industry Regulatory Authority records show that he is a broker based in Houston, Texas.

Mr. Leon’s BrokerCheck report discloses three investor complaints. The most recent, filed in March 2022, alleged that as a representative of Global Financial Services, he purchased a bond without the customer’s approval and failed to follow instructions to impose stop-loss orders on two securities. In September 2022 the complaint reached a settlement of $235,000.

An earlier investor complaint, filed in March 2022, alleges he made unauthorized and unsuitable purchases of corporate bonds. The pending complaint alleges damages of $262,855.30.

A third investor complaint, filed in 2008, alleged unspecified sales practice violations involving stock and options investments. In 2010 the complaint reached a settlement of $300,000.

According to the Financial Industry Regulatory Authority, Eduardo Leon holds 30 years of securities industry experience. Based in Houston, Texas, he has been a broker with Global Financial Services in Houston, Texas since 1994. His past registrations include Kidder Peabody & Company (New York, New York; 1994) and GBM International (Houston, Texas; 1992-1994). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Limited Representative-Equity Trader Exam, or Series 55; the Securities Industry Essentials Examination, or Series 63; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in California, Colorado, Florida, New York, and Texas. (Information current as of October 16, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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