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Eileen Cure: $200K Complaint Against Ex-HD Vest Advisor
A pending investor complaint against former Nederland and Montgomery, Texas financial advisor Eileen Cure (CRD# 2224269) alleges that her conduct resulted in six-figure damages. Records provided by the Financial Industry Regulatory Authority and the Securities and Exchange Commission indicate that she is not currently registered as a broker or an investment advisor. She was previously registered with LPL Financial, HD Vest Investment Services (formerly known as Avantax Investment Services), and Wealth Management of Kentucky. She is also known as Eileen Law and Eileen Hall.
Ms. Cure’s BrokerCheck report discloses two investor complaints. The most recent, filed in October 2022, alleges that as a representative of Avantax Investment Services, she over-concentrated the customers’ assets in “unsuitable illiquid investments.” (For more information about FINRA Rule 2111, which forbids representatives from recommending unsuitable investments, visit our investor resource here.) The pending complaint alleges damages of $200,000.
A second investor complaint, filed in May 2022, alleged that as an Avantax representative, she recommended an unsuitable investment. In November 2022 the complaint reached a settlement of $15,833.
According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Eileen Cure holds 20 years of securities industry experience. Most recently based in Montgomery, Texas, she is not currently registered as a broker or as an investment advisor. Her past registrations include Wealth Management of Kentucky (Montgomery, Texas; 2021-2023), LPL Financial (Nederland, Texas; 2018-2021), and HD Vest Advisory Services (Nederland, Texas; 2006-2018), which was formerly known as Avantax Investment Services. Her credentials include the passage of the Uniform Investment Adviser Law Examination, or Series 65. She is not currently licensed with any state or firm. (Information current as of February 15, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.