Garrett Moretz: GWG L Bond Complaint Against LifeMark Advisor

An investor complaint against Mooresville, North Carolina financial advisor Garrett Moretz (CRD# 4086791) alleges that an investment in GWG L bonds resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with LifeMark Securities. 

Mr. Moretz’s BrokerCheck report discloses one investor complaint. Filed in July 2022, it alleges that he solicited an investment in GWG L bonds, described in the claim as “speculative, illiquid, unrated subordinated debt instruments” that are now in default. The complaint alleges that his firm, LifeMark Securities, violated FINRA Rules and the SEC’s Regulation Best Interest. It also alleges negligence, negligent supervision, breach of contract, and vicarious liability in connection with the investments. The pending complaint alleges damages of $154,500.

According to the Financial Industry Regulatory Authority, Garrett Moretz holds 22 years of securities industry experience. Based in Mooresville, North Carolina, he has been a broker and an investment advisor LifeMark Securities since 2017. His past registrations include First Heartland, Capital (Mooresville, North Carolina; 2009-2017), Allegiant Securities (Miami, Florida; 2007-2009), Synergy Investment Group (Mooresville, North Carolina; 2001-2006), American Express Financial Advisors (Minneapolis, Minnesota; 2000-2001), and IDS Life Insurance Company (Minneapolis, Minnesota; 2000-2001). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Florida, Georgia, Kansas, North Carolina, South Carolina, and Virginia. (Information current as of August 22, 2022.)

Carlson Law represents several investors involved in GWG L bond claims against financial advisors and investment firms throughout the United States. If you or a loved one have suffered losses investing in GWG L bonds, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.