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George Eggers: Heights Financial Advisor Lands $100K Complaint
Haddon Heights, New Jersey financial advisor George Eggers (CRD# 1228371) recently received an investor complaint alleging his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker Cetera Advisor Networks and an investment advisor with with Cetera Investment Advisers, doing business as Heights Financial Group.
Mr. Eggers’ BrokerCheck report discloses one investor complaint. Filed in July 2023, it alleges that as a representative of Cetera Advisor Networks, he recommended unsuitable and high-commission investments in business development companies and mutual funds. The pending investor complaint alleges damages of $100,000.
As his profile on Heights Financial Group’s website describes, Mr. Eggers has worked with individual investors and corporations for more than three decades. “Everyone’s economic and life situation is different, and George keeps that in mind when providing financial and retirement advice,” his bio states. “He cares, honors, and respects each and every unique relationship. Helping individuals pursue retirement success is his life’s mission. He is very passionate about assisting people to retire on their own terms with dignity and independence.”
According to the Financial Industry Regulatory Authority, George Eggers holds 39 years of securities industry experience. Based in Haddon Heights, New Jersey, he has been a broker with Cetera Advisor Networks since 2013 and an investment advisor with with Cetera Investment Advisers since 2023, doing business as Heights Financial Group. His past registrations include Walnut Street Securities, Paulson Investment Company, Legg Mason Wood Walker, First Colonial Securities, Robert Thomas Securities, Merrill Lynch, Kidder Peabody, First Jersey Securities, and First Investors Corporation. His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Colorado, Connecticut, Florida, Kentucky, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. (Information current as of October 2, 2023.)
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