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Jason Gopen: JP Morgan Denied Complaint Against Cedarhurst Advisor
A recent investor complaint against Cedarhurst, New York financial advisor Jason Gopen (CRD# 5981937) alleged that his investment advice resulted in damages of more than $400,000. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with JP Morgan Securities.
Mr. Gopen’s BrokerCheck report discloses one investor complaint. Filed in it alleged that as a representative of JP Morgan Securities, he provided poor advice regarding a managed account investment. The complaint alleged damages of $413,729 and was denied by the firm.
Investors should be aware that complaint’s denial does not necessarily mean its allegations were without merit, but rather that the recipient firm determined as much after its own review. Investors whose complaints are denied can still pursue a recovery through other venues, like FINRA arbitration proceedings.
According to the Financial Industry Regulatory Authority, Jason Gopen holds ten years of securities industry experience. Based in Cedarhurst, New York, he has been a broker and an investment advisor with JP Morgan Securities since 2018. His past registrations include Capital One (Whitestone, New York; 2017-2018), National Securities Corporation (Flushing, New York; 2013-2017), National Asset Management (Flushing, New York; 2014-2017), Asset & Financial Planning (Flushing, New York; 2013-2014), and Prime Capital Services (Flushing, New York; 2012-2013). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is currently licensed in California, Connecticut, Florida, Georgia, Maryland, Nevada, New Jersey, New York, North Carolina, Pennsylvania, and Virginia. (Information current as of January 8, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.