Wrenn Cox: Ameriprise Advisor Faces $175K Complaint

Mechanicsville, Virginia financial advisor Wrenn Cox (CRD# 5802626) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ameriprise Financial Services.

Mr. Cox’s BrokerCheck report discloses one investor complaint. Filed in October 2024, it alleges that as a representative of Ameriprise Financial Services, he failed to protect the customer’s account from the loss of $200,000 through a fraud scheme. The pending complaint alleges damages of $175,000.

Ameriprise Financial Services’ website includes a profile of Mr. Cox that describes his service to his clients. “You may have many goals ahead — retirement, education, family events, travel — or may be focused on a single need like saving for a new home,” it explains. “Regardless of where you stand, I look forward to being the advisor who knows what’s important to you, not just the numbers in your portfolio. A financial advisor who understands your goals and broader financial picture. And importantly, a financial advisor who makes it easy to get started.”

According to the Financial Industry Regulatory Authority, Wrenn Cox holds 14 years of securities industry experience. Based in Mechanicsville, Virginia, he has been registered as a broker and an investment advisor with Ameriprise Financial Services since 2012. He was previously registered with Merrill Lynch in Richmond, Virginia from 2010 until 2012. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Arizona, the District of Columbia, Florida, Louisiana, Maryland, Minnesota, New Jersey, New York, North Carolina, Ohio, South Carolina, Texas, Virginia, and West Virginia. (Information current as of October 19, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.