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Buck Wealth’s Jeff Buck: $653K Centerpointe Complaint
Honolulu financial advisor Jeff Buck (CRD# 4884887) is involved in an investor complaint alleging elder abuse and other forms of misconduct. Records provided by the Financial Industry Regulatory Authority indicate that he is a broker registered with Madison Avenue Securities, doing business as E.A. Buck Financial Services, and an investment advisor registered with Buck Wealth Strategies.
Mr. Buck’s BrokerCheck report discloses one investor complaint. Filed in November 2022, it alleges financial elder abuse, unsuitable investment recommendations, breach of fiduciary duty, and negligence in connection with an investment in “Centerpointe tenant-in-common interests offered by Cole Capital Partners LLC. The pending complaint, which concerns activity occurring between May 2007 and November 2019, alleges damages of $653,187.
According to the Financial Industry Regulatory Authority, Jeff Buck holds 17 years of securities industry experience. Based in Honolulu, Hawaii, he is a broker registered with Madison Avenue Securities and an investment advisor registered with Buck Strategies and A.E. Wealth Management. As a broker, he does business as E.A. Buck Financial Services. his registration history includes Buck Wealth Strategies (Denver, Colorado; 2022), Parkland Securities (Honolulu, Hawaii; 2011-2019), SPC (Honolulu, Hawaii; 2011-2019), and H. Beck (Honolulu, Hawaii; 2005-2011). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, California, Colorado, Florida, Hawaii, Montana, New York, Texas, Virginia, and Washington. (Information current as of January 1, 2023.)
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