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Jeff Paladini: $75K Complaint Against BD4RIA/Cerity Partners Advisor
Fort Worth financial advisor Jeff Paladini (CRD# 4341198) allegedly recommended unsuitable investments, according to complaints against him. Financial Industry Regulatory Authority records show that he is a broker with BD4RIA and an investment advisor with Cerity Partners. He was formerly registered with Triad Advisors.
Mr. Paladini’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2022, alleges that as a representative of Triad Advisors, he recommended an unsuitable investment in a business development corporation. The pending complaint alleges damages of $75,000.
A second investor complaint, filed in August 2019, alleged that while he was at Triad Advisors, he recommended an unsuitable investment in GPB Holdings. In 2020 the complaint reached a settlement of $25,000.
According to the Financial Industry Regulatory Authority, Jeff Paladini holds 21 years of securities industry experience. Based in Hurst and Fort Worth, Texas, he has been a broker with BD4RIA since 2018 and an investment advisor with Cerity Partners since 2019. His past registrations include Karsten Advisors (Fort Worth, Texas; 2012-2019), Triad Advisors (Fort Worth, Texas; 2012-2018), Commerce Wealth Advisers (Fort Worth, Texas; 2010-2012), DeWaay Financial Network (Fort Worth, Texas; 2010-2012), HD Vest Advisory Services (Burleson, Texas; 2006-2010), and HD Vest Investment Services (Fort Worth, Texas; 2001-2010). His credentials include the passage of four securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Nebraska, New Mexico, Oklahoma, South Carolina, Texas, Virginia, and Wisconsin. (Information current as of November 4, 2022.)
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