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Read MoreJeremy Bouwman: New Investor Complaint Against Austin Advisor
Edward Jones financial advisor Jeremy Bouwman (CRD# 5530522) recently received an investor complaint alleging he provided unsuitable advice. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Austin, Texas.
Mr. Bouwman’s BrokerCheck report discloses three investor complaints. The most recent, filed in May 2022, alleged that as a representative of Edward Jones, he provided unsuitable advice to take funds from a home loan to invest in the market. In August 2022 the complaint reached a settlement of $45,844.82.
An earlier investor complaint, filed in 2015, alleged that he “provided a poor recommendation to purchase Kinder Morgan stock in November 2015,” while a representative of Edward Jones. The complaint alleged unspecified damages and was denied by the firm.
A third investor complaint, filed in 2013, alleged he made poor recommendations to sell mutual funds. The complaint alleged damages of $5,500 and was denied by the firm.
According to the Financial Industry Regulatory Authority, Jeremy Bouwman holds 14 years of securities industry experience. Based in Austin, Texas, he has been a broker and an investment advisor with Edward Jones since 2008. He has no prior registrations. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, Colorado, Georgia, Iowa, Louisiana, Missouri, New Mexico, Oregon, South Dakota, Texas, Utah, Virginia, and Washington. He is registered with four self-regulatory organizations, or SROs: FINRA, NYSE American, the Nasdaq Stock Market, and the New York Stock Exchange. (Information current as of September 3, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
