Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Jody Young: $1 Million Complaint Against Atlanta Financial Advisor

ACG Wealth financial advisor Jody Young (CRD# 4068656) has received an investor complaint alleging seven-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Arkadios Capital representative, currently based in Atlanta, is not registered as a broker. 

Jody Young’s BrokerCheck report discloses one pending investor complaint. Filed in March 2022, the complaint alleges negligence, over-concentration, and unsuitable recommendations connected to alternative investments while he was a representative of Triad Advisors and Arkadios Capital. The pending complaint alleges damages of at least $1,000,000.

An earlier investor complaint disclosed on Mr. Young’s BrokerCheck report was filed in 2011. It alleged that as a representative of Triad Advisors, he recommended an investment that “was unsuitable due to liquidity concerns.” The complaint settled with the return of the client’s “invested monies back from product sponsor to alleviate his concerns.” 

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Jody Young holds 22 years of securities industry experience. Based in Atlanta, Georgia, he has been an investment advisor with ACG Wealth since 2009. He is not presently registered as a broker. His past registrations include Arkadios Capital (Atlanta, Georgia; 2017-2022), Triad Advisors (Atlanta, Georgia; 2009-2017), LPL Financial Corporation (Atlanta, Georgia; 2004-2009), Wachovia Securities (St. Louis, Missouri; 2002-2004), Morgan Keegan & Company (Memphis, Tennessee; 2001-2002), and Tejas Securities Group (Austin, Texas; 1999-2001). His credentials include the passage of four securities industry qualifying examinations: the Uniform Combined State Law Examination, or Series 66; the Securities Industry Essentials Examination, or SIE; the Futures Managed Funds Examination, or Series 31; and the General Securities Representative Examination, or Series 7. He holds no state licenses as a broker. As an investment advisor, he is licensed in Alabama, Georgia, Louisiana, and Texas. (Information current as of June 6, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • David Geake: $965K GWG L Bond Complaint Against Chicago Advisor

    Chicago financial advisor David Geake (CRD# 3088891) has received an investor complaint six-figure damages relating to the sale of GWG...

    Read More
  • Frank Mastrosimone: $100K Complaint Against Basking Ridge Advisor

    Pruco Securities financial advisor Frank Mastrosimone (CRD# 322615) has received an investor complaint alleging six-figure damages. Financial Industry Regulatory Authority...

    Read More
  • Purpetual Wealth Advisor Jim Jones: $400K Investor Complaint

    Jasper, Indiana financial advisor Jim Jones (CRD# 5064653) allegedly recommended unsuitable investments, according to pending investor complaints against him. Financial...

    Read More
  • Vail Advisor MaRico Tippett: $300K Alternative Investment Complaint

    Community Wealth Builders investment advisor MaRico Tippett (CRD# 4821428) allegedly recommended an unsuitable alternative investment, according to a recent investor...

    Read More
  • Previous
  • Next