Joe Doggett: JCD Investments Advisor Faces Elder Abuse Complaint

Columbus, Indiana financial advisor Joe Doggett (CRD# 1033987) has received multiple investor complaints alleging that his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Money Concepts Capital Corporation and Money Concepts Advisory Service, respectively, doing business as JCD Investments.

Mr. Doggett’s BrokerCheck report discloses several investor complaints. The most recent, filed in July 2025, alleges that as a representative of Money Concepts Capital Corporation, he breached contract, negligently misrepresented material facts, violated state and federal securities laws, and committed elder abuse in connection with the sale of a Delaware Statutory Trust investment. The pending complaint alleges unspecified damages.

A second investor complaint, filed in 2020, alleged that as an H. Beck representative, he over-concentrated the customer’s portfolio in an unsuitable investment. The complaint reached a settlement of $6,500.

A third investor complaint, filed in 2019, alleged that as a representative of H. Beck, he submitted paperwork that did not include a supplemental rider. The complaint reached a settlement of $75,000.

JCD Investments’ website includes a page describing Mr. Doggett’s background and experience as the firm’s president. As it explains, he services residents in Southern Indiana and Kentucky, bringing expertise in retirement income planning, estate planning, and wealth preservation. “He has used his knowledge to help retirees and pre-retirees plan for lifetime income while minimizing the devastating effects of market risk,” it states. “When you meet Joe, he will address some of the common financial mistakes made by many investors and how to overcome them.”

According to the Financial Industry Regulatory Authority, Joe Doggett holds 43 years of securities industry experience. Based in Columbus, Indiana, he has been registered as a broker and an investment advisor with Money Concepts Capital Corporation and Money Concepts Advisory Service, respectively, since 2022, doing business as JCD Investments. His past registrations include Grove Point Investments, Woodbury Financial Services, AXA Advisors, and the Equitable Life Assurance Society of the United States. His credentials include the passage of five securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; and the Securities Industry Essentials Examination, or SIE. He is licensed in Florida, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Ohio, South Carolina, and Virginia. (Information current as of August 31, 2025.)

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