Multiple investor complaints against Capital Investment Group’s Larry Stringer (CRD# 1996822) allege misconduct relating to real estate investments. Records provided...Read More
Joey Cason: 100K REIT Complaint Against Parable Financial Advisor
Joey Cason (CRD# 2455720), a financial advisor based in Brunswick, Georgia, has received investor complaints alleging six-figure losses. Financial Industry Regulatory Authority records show that he is a broker with Triad Advisors, doing business as Parable Financial Network.
Mr. Cason’s BrokerCheck report discloses two recent investor complaints. The most recent, filed in September 2021, alleges that as a representative of First Allied Securities, he recommended unsuitable investments in real estate investment trusts. The pending complaint alleges damages of $100,001.
A second investor complaint, filed in October 2021, alleges that as a representative of First Allied Securities, he recommended unsuitable real estate investments, engaged in negligence, breached contract, and breached his fiduciary duty. The pending complaint alleges damages of $236,085.
According to the Financial Industry Regulatory Authority, Joey Cason holds 20 years of securities industry experience. Based in Brunswick, Georgia, he has been a broker with Triad Advisors since 2016, doing business as Parable Financial Network. His past registrations include First Allied Securities (Brunswick, Georgia; 2013-2016), LPL Financial (Brunswick, Georgia; 2011-2013), ING Financial Partners (Way Cross, Georgia; 2008-2011), Sterne Agee Financial Services (St. Simons Island, Georgia; 2006-2008), Synovus Securities (St. Simons Island, Georgia; 2005-2006), Raymond James Financial Services (St. Petersburg, Florida; 2004-2005), and Edward Jones (St. Louis, Missouri; 2001-2004). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Uniform Investment Adviser Law Examination, or Series 65; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in California, Florida, Georgia, Louisiana, and Ohio. (Information current as of June 17, 2022.)
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