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John Aguilera: Advanced Financial Advisor Receives $240K Complaint

Vista, California financial advisor John Aguilera (CRD# 2066720) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that the Osaic Wealth broker and investment advisor was previously registered with SagePoint Financial and is the owner of Advanced Financial Solutions.

Mr. Aguilera’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of SagePoint Financial, he recommended unsuitable investments in products including government bonds, municipal bonds, equities, and mutual funds. The pending complaint alleges damages of more than $240,000.

Advanced Financial Solutions’ website includes a profile of Mr. Aguilera. “John has worked in the financial services industry since 1990,” it states. “Through his experience, he has found that people have become so consumed in everyday business and family concerns that they have inadvertently neglected or postponed their own financial planning at the expense of their family’s security. John assists families and business owners of all income levels in identifying their needs and helping them to develop solutions that can lead to financial security.”

Elsewhere, the website describes Advanced Financial Solutions’ mission to empower its customers to take control of their finances and their futures. “Our mission is accomplished by forming long lasting relationships with our clients, providing top tier service and holding ourselves to the highest standards of integrity and fiduciary duty,” it explains. “We help define your goals and strategize how to meet and exceed them. From there, the journey to financial freedom begins, and our role is to guide our clients through the process.”

According to the Financial Industry Regulatory Authority, John Aguilera holds 33 years of securities industry experience. Based in Vista, California, he has been a broker and an investment advisor with Osaic Wealth since September 2023. His past registrations include SagePoint Financial (Vista, California; 2005-2023), SunAmerica Securities (Oceanside, California; 2005), Sunset Financial Services (Oceanside, California; 1999-2005), Washington Square Securities (Windsor, Connecticut; 1997-1998), and Fortis Investors (Oakdale, Minnesota; 1990-1997). His credentials include the passage of eight securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Principal Examination, or Series 24; the Municipal Fund Securities Principal Examination, or Series 51; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He currently holds 31 state licenses. (Information current as of November 26, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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