Jonathan Keller: $250K Complaint Against 1031 Solutions Advisor

Recent investor complaints against Atlanta, Georgia financial advisor Jonathan Keller (CRD# 4344114) allege that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Arkadios Capital and an investment advisor with Arkadios Wealth Advisors, doing business as 1031 Solutions.

Mr. Keller’s BrokerCheck report discloses two investor complaints. The most recent, filed in May 2026, alleges that as a representative of Arkadios Capital, he recommended an unsuitable private placement. The pending complaint alleges damages of $250,000.

A second investor complaint, also filed in May 2026, similarly alleges that as an Arkadios Capital representative, he recommended an unsuitable investment in a private placement. The pending complaint alleges damages of $500,000.

An unsuitable investment or investment strategy, according to FINRA Rule 2111, is one which a broker lacks a reasonable basis to believe is appropriate for the client’s investment profile. An investor’s profile is based on information including their “age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs, risk tolerance,” and more. Brokers like Mr. Keller are required to perform reasonable diligence to determine a customer’s profile; then, they must use this information to make a determination as to whether an investment or strategy is not only suitable for some customers, but the specific customer they’re dealing with. Brokers who fail to recommend suitable investments may be held liable in the event of losses.

According to the Financial Industry Regulatory Authority, Jonathan Keller holds 25 years of securities industry experience. Based in Atlanta, Georgia, he has been registered as a broker with Arkadios Capital since 2020 and an investment advisor with Arkadios Wealth Advisors since 2021, doing business as 1031 Solutions. His past registrations include Sagepoint Financial, Sigma Financial, and First Security Investments. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; and the General Securities Representative Examination, or Series 7. He holds 29 state licenses. (Information current as of June 20, 2026.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.