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Joseph Muller: CP Wealth Advisor Denies Bond Complaint
Manchester, Missouri financial advisor Joseph Muller (CRD# 6092175) recently received an investor complaint alleging his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Moloney Securities, doing business as CP Wealth Management.
Mr. Muller’s BrokerCheck report discloses one investor complaint. Filed in July 2023, it alleges that as a representative of Moloney Securities, he recommended unsuitable corporate bonds and acted negligently. The pending complaint alleges damages of $150,000. In a statement included with the complaint’s disclosure, Mr. Muller wrote: “I refute the allegations of the claims.”
As Mr. Muller’s profile on CP Wealth Management’s website describes, he specializes in working with “small and growing business owners with both their family and business needs,” having entered the securities industry a little over a decade ago after working as an architect. “He is passionate about helping his clients understand the often overly complex financial world and provide them personalized and practical advice,” the profile states, noting that he also offers guidance to startups in his local community.
According to the Financial Industry Regulatory Authority, Joseph Muller holds 10 years of securities industry experience. Based in Manchester, Missouri, he has been a broker and an investment advisor with Moloney Securities since 2013 and 2016, respectively, doing business as CP Wealth Management. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Arkansas, California, Florida, Georgia, Illinois, Michigan, Missouri, North Carolina, Ohio, Oklahoma, Texas, and Wisconsin. (Information current as of August 21, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.