Josh Eisenberg: $155K Complaint Against Anchor Financial Advisor

Atlanta financial advisor Josh Eisenberg (CRD# 5137724) recently received an investor complaint alleging that his conduct resulted in six-figure losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Northwestern Mutual Investment Services, whose website notes that he is a member of Anchor Financial Partners.

Mr. Eisenberg’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of Northwestern Mutual Investment Services, he failed to follow the customer’s wish to invest their funds in low-risk investments. The pending complaint alleges damages of $155,051.59.

As Anchor Financial Partners’ website states, the firm offers insurance and retirement planning, tax strategies, and advisory services. “Our team of professionals are committed to providing exceptional service to our clients backed by relationships built upon trust and integrity,” it explains. “We take pride in providing our clients with comprehensive Wealth Management Services using a ‘hands-on’ approach in which we work with them to help develop a financial road map to achieve their financial goals. Through service that goes above and beyond our clients’ expectations, we have built many long-lasting relationships.”

According to the Financial Industry Regulatory Authority, Josh Eisenberg holds 16 years of securities industry experience. Based in Atlanta, Georgia, he has been a broker and an investment advisor with Northwestern Mutual Investment Services since 2009. His past registrations include Amerivest Investment Management (Rosewell, Georgia; 2007-2009) and TD Ameritrade (Alpharetta, Georgia; 2007-2009). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. he holds 24 state licenses. (Information current as of November 13, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.