Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Kevin Asano: $300K Complaint Against Honolulu Advisor

First Allied Securities advisor Kevin Asano (CRD# 4450052) allegedly recommended unsuitable investments and engaged in other forms of misconduct, according to an investor complaint against him. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Honolulu, Hawaii. 

Mr. Asano’s BrokerCheck report discloses one investor complaint against him. Filed in August 2022, it alleges that as a representative of First Allied Securities, he recommended unsuitable real estate investments, made misrepresentations of material facts, breached contract, and failed in his supervisory duties. The pending complaint alleges damages of $300,000.

According to the Financial Industry Regulatory Authority, Kevin Asano holds 20 years of securities industry experience. Based in Honolulu, Hawaii, he has been a broker and an investment advisor with First Allied Securities since 2007 and 2020, respectively. He was previously registered with Linsco/Private Ledger Corporation in Honolulu, from 2001 until 2007. His credentials include the passage of eight securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor – General Module Examination, or Series 10; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Alabama, Arizona, California, Florida, Hawaii, Nevada, New Mexico, Oregon, and Washington. (Information current as of August 30, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Doug Gow: GWG Complaint Against Ex-Capital Investment Group Advisor

    A recent investor complaint against Rome, Georgia financial advisor Doug Gow (CRD# 709653) alleges misconduct relating to an investment in...

    Read More
  • Thais Piotrowski: $150K Complaint Against Boca Raton Advisor

    Ameriprise Financial Services advisor Thais Piotrowski (CRD# 4729077) allegedly recommended unsuitable investments, according to a recent investor complaint against her....

    Read More
  • Stephen Marek: $112K Complaint Against American Pride Advisor

    Uniondale, New York financial advisor Stephen Marek (CRD# 2458841) recently received an investor complaint alleging six-figure losses. Financial Industry Regulatory...

    Read More
  • Wayne Hill: Strategic Asset Management Advisor Has $277K GWG Complaint

    A recent investor complaint against Lane, South Carolina financial advisor Wayne Hill (CRD# 1692976) details allegations regarding investments in GWG...

    Read More
  • Previous
  • Next