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Kevin Wilson: $4MM in Complaints Against Worden Rep

New York City broker Kevin Wilson (CRD#: 3262701) has received pending investor complaints alleging his conduct resulted in more than $4 million in cumulative damages. According to records maintained by the Financial Industry Regulatory Authority (FINRA), Wilson is currently registered with Worden Capital Management.

Kevin Wilson’s BrokerCheck report currently lists two settled investor complaints and five pending investor complaints against him. The most recently filed pending complaint was made in 2021 and alleges that as a representative of Laidlaw & Company, he recommended unsuitable investments in over-the-counter equity products, listed equity products, and private placements. The pending complaint alleges damages of $100,000.

Another pending complaint filed in 2021 alleges that as a representative of National Securities Corporation, Kevin Wilson recommended an unsuitable private placement product. The pending complaint alleges damages of $400,000.

A third pending complaint, filed in 2019, alleges that as a representative of Laidlaw & Company, Kevin Wilson recommended unsuitable private placements and over-concentrated the account from 2011 to 2017. The pending complaint alleges damages of $1.6 million.

A fourth pending complaint, filed in 2019, alleges that as a representative of Laidlaw & Company, he made unauthorized trades in 2014. The pending complaint alleges damages of $90,405.

A 2019 complaint alleged that while at Laidlaw & Company, he recommended unsuitable products and over-concentrated investments in the account. In 2021 the complaint reached a settlement of $70,000.

Another complaint filed in 2019 alleged that while at Laidlaw, he over-concentrated the account and made unsuitable investment recommendations. The complaint reached a settlement in 2021 of $225,000.

A pending complaint filed in 2018 alleges that as a representative of Laidlaw & Company, he recommended unsuitable private placements from 2010 to 2017. The pending complaint alleges damages of $2 million.

According to the Financial Industry Regulatory Authority (FINRA), Kevin Wilson holds 21 years of securities industry experience and is currently registered with Worden Capital Management in New York, New York. His prior registrations include National Securities Corporation in New York City; Laidlaw & Company in New York City; Aegis Capital in New York City; Gilford Securities in New York City; Westminster Securities Corporation in New York City; Kuhns Brothers Securities Corporation in Lime Rock, Connecticut; Casimir Capital in Greenwich, Connecticut; and Sands Brothers & Company in New York City. He has passed three securities industry qualifying examinations: the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He currently holds 20 state securities licenses. (Information current as of August 18, 2021.)

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