Close Menu
Free Consultation: 888-976-6111

Kim Kunz: Westpark Advisor Has GWG L Bond Allegations

A recent investor complaint against Atascadero, California financial advisor Kim Kunz (CRD# 718618) alleges her recommendation to invest in a GWG L-bond led to six-figure losses. Financial Industry Regulatory Authority records show that she is a broker with Westpark Capital, having previously been registered with VFG Securities.

Ms. Kunz’s BrokerCheck report discloses one investor complaint. Filed in August 2022, it alleges that as a representative of Westpark Capital, she omitted material facts and recommended an unsuitable investment in an L-bond issued by GWG Holdings, a company that later filed for Chapter 11 bankruptcy. The pending complaint alleges damages of $200,000.

According to the Financial Industry Regulatory Authority, Kim Kunz holds 41 years of securities industry experience. Based in Atascadero, California, she has been a broker with Westpark Capital since 2017. Her past registrations include VFG Securities (Atascadero, California; 2013-2017), Financial Advisers of America (Atascadero, California; 2007-2013), Financial West Group (Templeton, California; 1991-2008), Financial West Investment Group (1988-1991), Titan Capital Corporation (1985-1988), First American National Securities (1983-1984), and Integrated Resources Equity Corporation (1980-1983). Her credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Registered Representative Examination, or Series 1; the Corporate Securities Limited Representative Examination, or Series 62; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. She is licensed in Arizona, California, Hawaii, Idaho, Nevada, New York, Texas, Utah, Washington, and Wyoming. (Information current as of September 14, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Cindy Beyerlein: FINRA Suspends Former Ameriprise Advisor

    Former Lancaster, Pennsylvania financial advisor Cindy Beyerlein (CRD# 4320421) has been suspended in connection with allegations that she violated industry...

    Read More
  • Jeff Conforti: Investor Complaint Against Conforti Financial Advisor

    Campbell, California financial advisor Jeff Conforti (CRD# 1624993) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial...

    Read More
  • Michelle Stebbins: $305K Complaint Against Stifel Advisor

    Southfield, Michigan financial advisor Michelle Stebbins (CRD# 4156378) allegedly failed in her supervisory responsibilities, according to a recent investor complaint....

    Read More
  • Brad Bergdahl: Premier Wealth Advisor Faces Investor Complaint

    Cando, North Dakota financial advisor Brad Bergdahl (CRD# 1432349) allegedly recommended an unsuitable investment, according to a recent investor complaint....

    Read More
  • Previous
  • Next