Kristopher Aubrey: CS Planning Advisor Fired by Edward Jones

Lafayette, Louisiana financial advisor Kristopher Aubrey (CRD# 6995271) was fired by his former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Edward Jones broker is currently registered as an investment advisor with CS Planning Corporation.

Mr. Aubrey’s BrokerCheck report discloses his termination from Edward Jones. Filed in July 2024, the disclosure states that the firm fired him in connection with allegations that he “did not adhere to Firm policies relating to Fraud or Improper Conduct; Gifts and Charitable Contributions; and Signatures.” It provides no additional information regarding the alleged underlying conduct.

Edward Jones’ website includes a page describing the firm’s investment philosophy. “With our years of experience, we know what quality looks like,” it explains. “Our team of strategists and analysts make recommendations we believe will perform well over time… This approach to evaluating investments, retirement, education, protection and other financial strategies helps us narrow down a multitude of options to those we believe are best-suited for long-term success.”

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Kristopher Aubrey holds two years of securities industry experience. Based in Lafayette, Louisiana, he has been registered as an investment advisor with CS Planning Corp. since October 2024. He was previously registered with Edward Jones in Broussard, Louisiana from 2021 until 2024. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7TO; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Texas. (Information current as of October 28, 2024.)

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