Close Menu
Free Consultation: 888-976-6111

Avantax Advisor Mark Bushkin: $60K Bond Complaint

Deerfield Beach, Florida financial advisor Mark Bushkin (CRD# 2051696) has received multiple investor complaints alleging his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is currently a broker with Avantax Investment Services and an investment advisor with Avantax Advisory Services.

Mr. Bushkin’s BrokerCheck report discloses two investor complaints. The most recent, filed in May 2023, alleges that as a representative of Avantax Investment Services, he recommended unsuitable investments in municipal bond and other products, and charged excessive commissions. The pending complaint alleges damages of $60,000.

A second investor complaint, filed in 2022, alleged that as a representative of Avantax Investment Services, he did not obtain approval before making transactions in the account. The complaint reached a settlement of $53,561.73.

According to the Financial Industry Regulatory Authority, Mark Bushkin holds 32 years of securities industry experience. Based in Deerfield Beach, Florida, he has been a broker with Avantax Investment Services since 1990 and an investment advisor with Avantax Advisory Services since 1993. His credentials include the passage of seven securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Municipal Securities Representative Examination, or Series 52; the Corporate Securities Limited Representative Examination, or Series 62; the Direct Participation Programs Representative Examination, or Series 22; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Colorado, Florida, Georgia, Illinois, Kentucky, New Jersey, New York, North Carolina, North Dakota, Ohio, Texas, and Washington. (Information current as of June 24, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Kendal Cann: $50K Complaint Against Privileged Planning Advisor

    Saint Johns, Florida financial advisor Kendal Cann (CRD# 6504618) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...

    Read More
  • Paul Getty: Emerson, First Guardian Advisor Denies $435K Complaint

    San Mateo, California financial advisor Paul Getty (CRD# 6470002) has received multiple investor complaints alleging that his conduct resulted in...

    Read More
  • Katie Wei: $300K Complaint Against Ameriprise Advisor

    Redwood City, California financial advisor Katie Wei (CRD# 6242083) recently received an investor complaint alleging that her conduct resulted in...

    Read More
  • Bob Chung: SEC Charges Arete Advisor in Fraud

    Chicago financial advisor Bob Chung (CRD# 6208569) was recently charged by the Securities and Exchange Commission in connection with allegations...

    Read More
  • Previous
  • Next