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Matthew DelPriore: MML Advisor Faces Investor Complaint
A recent investor complaint against Lincroft, New Jersey financial advisor Matthew DelPriore (CRD# 4928651) alleges that misleading information about an investment led to losses. Records provided by the Financial Industry Regulatory Authority show that he is currently registered as a broker and an investment advisor with MML Investors Services.
Mr. DelPriore’s BrokerCheck report discloses two investor complaints. The most recent, filed in May 2023, alleges that as a representative of MML Investors Services, he “was involved in a matter where the complainant was misled as to how her fund was going to be managed, and also received inaccurate information about it,” leading to the loss of the majority of the investment. The pending complaint alleges unspecified damages.
An earlier investor complaint, filed in 2015, alleged that as a representative of MetLife Securities, he redeemed IRA funds without authorization. The complaint alleged damages of $5,285.88 and was denied by the firm.
According to the Financial Industry Regulatory Authority, Matthew DelPriore holds 18 years of securities industry experience. Based in Lincroft, New Jersey, he has been a broker and an investment advisor with MML Investors Services since 2017 and 2018, respectively. His registration history includes MSI Financial Services (New York, New York; 2005-2007) and Metropolitan Life Insurance Company (New York, New York; 2005-2007). His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He currently holds 28 state licenses. (Information current as of May 30, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.