Garden City, New York financial advisor (CRD# 5225102) has received multiple investor complaints alleging that his investment recommendations led to...Read More
Michael Sullum: Oil & Gas Complaint Against Boynton Beach Advisor
Michael Sullum (CRD# 4320124), a registered representative of Lincoln Financial Advisors Corporation, recently received an investor complaint alleging his advice resulted in losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Boynton Beach, Florida.
Mr. Sullum’s BrokerCheck report discloses one investor complaint against him. Filed in April 2022, it alleges that as a representative of Lincoln Financial Advisors Corporation, he recommended an unsuitable investment in an oil and gas product. The pending complaint alleges unspecified damages believed to exceed $5,000.
According to the Financial Industry Regulatory Authority, Michael Sullum holds 19 years of securities industry experience. Based in Boynton Beach, Florida, he has been a broker and an investment advisor with Lincoln Financial Advisors Corporation since 2008. His past registrations include MetLife Securities (Boca Raton, Florida; 2006-2008), Metropolitan Life Insurance Company (Boca Raton, Florida; 2006-2007), Genesis Securities (New York, New York; 2005-2006), E*Trade Professional Trading (New York, New York; 2003), Momentum Securities (New York, New York; 2002), Domestic Securities (Montvale, New Jersey; 2001-2002), and All-Tech Direct (Montvale, New Jersey; 2000-2001). His credentials include the passage of five securities industry qualifying examinations: the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Representative Examination, or Series 7; the Limited Representative-Equity Trader Exam, or Series 55; the Uniform Investment Adviser Law Examination, or Series 65; and the Securities Industry Essentials Examination, or SIE. He is licensed in Arizona, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Georgia, Kansas, Massachusetts, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, and Virginia. (Information current as of August 9, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.