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Paul Pavelski: $50K Complaint Against Landolt Advisor
Antioch, Illinois financial advisor Paul Pavelski (CRD# 1843721) recently received an investor complaint alleging a risky corporate bond investment suffered losses. Financial Industry Regulatory Authority records show that Mr. Pavelski is a broker and an investment advisor with Landolt Securities.
Mr. Pavelski’s BrokerCheck report discloses three investor complaints. The most recent, filed in May 2022, alleges that a corporate bond investment “had more risk” than the customer agreed to. The pending complaint alleges damages of $50,000.
An earlier investor complaint, filed in 2008, alleges that he was not entitled to receive certain fees from mutual fund distributors. In 2009 the complaint reached a settlement of $75,000.
A third investor complaint, filed in 2002, alleges that as a representative of Oberweis Securities, he recommended an unsuitable mutual fund investment. In 2003 the complaint reached a settlement of $5,325.
According to the Financial Industry Regulatory Authority, Paul Pavelski holds 32 years of securities industry experience. Based in Antioch, Illinois, he has been a broker and an investment advisor with Landolt Securities since 2005. His past registrations include Oberweis Securities (Lisle, Illinois; 1999-2005) and Geneva Securities (Schaumburg, Illinois; 1989-1999). His credentials include the passage of eight securities industry exams: the General Securities Principal Examination, or Series 24; the Introducing Broker/Dealer Financial Operations Principal Examination, or Series 28; the Municipal Securities Principal Examination, or Series 53; the General Securities Representative Examination, or Series 7; the Limited Representative-Equity Trader Exam, or Series 55; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 32 state licenses. (Information current as of September 1, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.